Best Investors Account Sign in

Daniel Delarosa

Ubs Financial Services Inc.

El Segunda, CA

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-12
  • CA RA
    APPROVED
    Since 2026-01-12

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trilogy Financial Torrance CA 10/2024 10/2025
Si!Mon Venice Beach CA 10/2023 09/2024
Bantam Santa Cruz CA 08/2022 08/2023
Delaveaga Golf Course Santa Cruz CA 05/2022 08/2022
New Leaf Markets Santa Cruz CA 09/2021 03/2022
Bristol Farms Palos Verdes CA 03/2020 09/2021
University Of California, Santa Cruz Santa Cruz CA 09/2019 07/2023
Beach Sports Redondo Beach CA 06/2017 09/2017
Baskin Robbins Palos Verdes CA 06/2017 01/2018
Peninsula High School Palos Verdes CA 09/2014 07/2019
Ubs Financial Services Inc Manhattan Beach CA 10/2025 Present
  • 10/2024 → 10/2025
    Trilogy Financial
    Torrance, CA
  • 10/2023 → 09/2024
    Si!Mon
    Venice Beach, CA
  • 08/2022 → 08/2023
    Bantam
    Santa Cruz, CA
  • 05/2022 → 08/2022
    Delaveaga Golf Course
    Santa Cruz, CA
  • 09/2021 → 03/2022
    New Leaf Markets
    Santa Cruz, CA
  • 03/2020 → 09/2021
    Bristol Farms
    Palos Verdes, CA
  • 09/2019 → 07/2023
    University Of California, Santa Cruz
    Santa Cruz, CA
  • 06/2017 → 09/2017
    Beach Sports
    Redondo Beach, CA
  • 06/2017 → 01/2018
    Baskin Robbins
    Palos Verdes, CA
  • 09/2014 → 07/2019
    Peninsula High School
    Palos Verdes, CA
  • 10/2025 → Present
    Ubs Financial Services Inc
    Manhattan Beach, CA
Previous Registrations
Other Businesses

1. INSURANCE AGENT. VARIOUS CARRIERS. LIFE & HEALTH. NOT INVESTMENT RELATED. TIME SPENT = LESS THAN 10%/ MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-29
S65 Uniform Investment Adviser Law Examination 2024-11-13
  • S63 Uniform Securities Agent State Law Examination
    2025-07-29
  • S65 Uniform Investment Adviser Law Examination
    2024-11-13

View on SEC IAPD

Other Firms

SOLACE CAPITAL PARTNERS, L.P.
STRANDVIEW CAPITAL, LLC
LPL FINANCIAL LLC
EDWARD JONES
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARGER INVESTMENT PARTNERS LP

Other Investors

JAMIE L WHITE
EMMEE SARMIENTO FERGUSON
Noelle Calara
Tejas Mangesh Lolge
CLAUDIA IVETT RAMIREZ
Chad Brian Saclolo
Chase Adrian Marion
CHRISTINE LEE

Other Offices

SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA
EDWARD JONES · EL SEGUNDO, CA
MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA

More in El Segunda, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor