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Jason Shenandoah Oates

Wells Fargo Clearing Services, LLC

Charleston, SC

Charleston, SC

Mount Pleasant, SC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-14
SC RA APPROVED 2011-11-02
  • TX RA
    APPROVED_RES
    Since 2011-11-14
  • SC RA
    APPROVED
    Since 2011-11-02

Branch Locations

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

16 Broad St, Charleston, SC 29401 • United States

1505 N Highway 17, Mount Pleasant, SC 29464 • United States

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston SC 10/2011 Present
  • 10/2011 → Present
    Wells Fargo Advisors Llc
    Charleston, SC
Previous Registrations
  • 2009-05-26 → 2011-10-31
    Truist Investment Services, Inc.
    Mount Pleasant, SC
    Charleston, SC
    North Charleston, SC
    Mount Pleasant, SC
    Charleston, SC
    Summerville, SC
    Summerville, SC
  • 2004-07-18 → 2009-05-13
    Ubs Financial Services Inc.
    Charleston, SC
    Weehawken, NJ
    Charleston, SC
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2005-07-14
Other Names
  • Jason Oates

View on SEC IAPD

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Other Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC
EQUITABLE ADVISORS, LLC · CHARLESTON, SC
ADVISOR.COM · CHARLESTON, SC
TIME & WEALTH MANAGEMENT, LLC · CHARLESTON, SC
EDWARD JONES · CHARLESTON, SC
GREYSTAR INVESTMENT GROUP, LLC · CHARLESTON, SC

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