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Jason Shenandoah Oates

Wells Fargo Clearing Services, LLC

Charleston, SC

Charleston, SC

Mount Pleasant, SC

Charleston, SC

CRD 4966139

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-14
SC RA APPROVED 2011-11-02
  • TX RA
    APPROVED_RES
    Since 2011-11-14
  • SC RA
    APPROVED
    Since 2011-11-02

Branch Locations

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

16 Broad St, Charleston, SC 29401 • United States

1505 N Highway 17, Mount Pleasant, SC 29464 • United States

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston SC 10/2011 Present
  • 10/2011 → Present
    Wells Fargo Advisors Llc
    Charleston, SC
Previous Registrations
  • 2009-05-26 → 2011-10-31
    Truist Investment Services, Inc.
    Mount Pleasant, SC
    Charleston, SC
    North Charleston, SC
    Mount Pleasant, SC
    Charleston, SC
    Summerville, SC
    Summerville, SC
  • 2004-07-18 → 2009-05-13
    Ubs Financial Services Inc.
    Charleston, SC
    Weehawken, NJ
    Charleston, SC
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2005-07-14
Other Names
  • Jason Oates

View on SEC IAPD

Nearby Firms

BALLAST ROCK PRIVATE WEALTH
PALMETTO ADVISORY
CHARLESTON EQUITY PARTNERS, LLC

Nearby Investors

Christian Dan Salomone
TROY JOHN DAVIDSON
JAMES BERNARD CARROLL

Nearby Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC

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