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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-22 |
| TX | RA | APPROVED | 2026-06-22 |
Branch Locations
270 Park Avenue 22Nd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 03/2026 | Present |
| Icapital | New York | NY | 09/2024 | 02/2026 |
| The Stephens Group | Little Rock | AR | 06/2024 | 08/2024 |
| University Of Texas | Austin | TX | 08/2020 | 08/2024 |
| Sg-Ria Llc | Little Rock | AR | 06/2024 | 07/2024 |
| Berkadia Commercial | Houston | TX | 06/2023 | 08/2023 |
| Orchard Global | London | 05/2022 | 06/2022 | |
| Plaza Cellars | San Juan | PR | 05/2021 | 07/2021 |
| Unemployed | Austin | TX | 07/2020 | 07/2020 |
| Boxer Property Management Corp | Houston | TX | 05/2020 | 06/2020 |
| Unemployed | Austin | TX | 08/2019 | 04/2020 |
| Mpg Pipeline Group | Corpus Christi | TX | 05/2019 | 07/2019 |
| Unemployed | Austin | TX | 03/2016 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-12 |
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