Inactive

Hadley Fitzsimons Smith

Circle Wealth Management, LLC

CRD 7987750

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Employer firm

Circle Wealth Management, LLC CRD 142878

$14.1B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Circle Wealth Management, Llc

47 Maple Street Suite 201, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-25

NY RA
APPROVED

Since 2024-11-25

Branch Locations

126 E 56Th Street 21St Floor, New York, NY 10022 • United States

47 Maple Street Suite 201, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Circle Wealth Management, Llc	Summit	NJ	07/2024	Present
Trinity College	Hartford	CT	08/2017	06/2021
St. George's School	Middletown	RI	09/2014	07/2017
Commonfund Ocio	New York	NY	07/2021	06/2024

07/2024 → Present

Circle Wealth Management, Llc

Summit, NJ
08/2017 → 06/2021

Trinity College

Hartford, CT
09/2014 → 07/2017

St. George's School

Middletown, RI
07/2021 → 06/2024

Commonfund Ocio

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-23

S65 Uniform Investment Adviser Law Examination

2024-11-23

View on SEC IAPD

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