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John Lamont Charles O'NEil

LPl Enterprise, LLC

Wauwatosa, WI

Downers Grove, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
WI RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-12-18
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Wauwatosa WI 09/2024 Present
Pruco Securities Llc. Wauwatosa WI 09/2024 11/2024
Cibc Bank Usa Milwaukee WI 06/2016 10/2023
Unemployed Milwaukee WI 11/2023 09/2024
Lpl Enterprise, Llc Wauwatosa WI 11/2024 Present
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 09/2024 → 11/2024
    Pruco Securities Llc.
    Wauwatosa, WI
  • 06/2016 → 10/2023
    Cibc Bank Usa
    Milwaukee, WI
  • 11/2023 → 09/2024
    Unemployed
    Milwaukee, WI
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Wauwatosa, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-19
  • S66 Uniform Combined State Law Examination
    2024-09-19
Other Names
  • John O'NEil

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
CURI CAPITAL, LLC
AFFILIATED FINANCIAL ADVISORS INC
CETERA INVESTMENT ADVISERS LLC
PACKERLAND BROKERAGE SERVICES, INC.
HARBOUR INVESTMENTS, INC.
J. W. COLE ADVISORS, INC.

Other Investors

FRANK ANTHONY MULARZ III
Alicia Brooke Lantz
Andrew Lee Kroll
Edward August Behling
David Edward Koehler
DANIEL JOSEPH MATOLA
BRIAN ARTHUR JANECKE
JASON VERN VOELKER

Other Offices

LPL FINANCIAL LLC · WAUWATOSA, WI
U.S. BANCORP ADVISORS, LLC · Wauwatosa, WI
CURI CAPITAL, LLC · Milwauikee, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
CETERA INVESTMENT ADVISERS LLC · WAUWATOSA, WI
PACKERLAND BROKERAGE SERVICES, INC. · WAUWATOSA, WI
HARBOUR INVESTMENTS, INC. · MILWAUKEE, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI

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