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Current Employers
Blue Ox Capital Management, Inc.

24 West Railroad Pmb #157, Tenafly, NJ 07670 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-01
  • NJ RA
    APPROVED
    Since 2021-02-01

Branch Locations

24 West Railroad Pmb #157, Tenafly, NJ 07670 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank New York NY 07/1999 09/2016
Citigroup Global Markets Inc. New York NY 05/2007 Present
Na Jersey City NJ 10/2016 12/2020
Blue Ox Capital Management, Inc. Tenafly NJ 01/2021 Present
Previous Registrations
  • 2007-05-29 → 2007-12-18
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2007-01-09 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-23
S63 Uniform Securities Agent State Law Examination 2006-02-06
  • S65 Uniform Investment Adviser Law Examination
    2021-01-23
  • S63 Uniform Securities Agent State Law Examination
    2006-02-06

View on SEC IAPD

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