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John H Marshall

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tenafly, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-26
NJ RA APPROVED 2012-08-08
  • TX RA
    APPROVED_RES
    Since 2016-07-26
  • NJ RA
    APPROVED
    Since 2012-08-08

Branch Locations

26 W Railroad Ave, Tenafly, NJ 07670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 09/2010 Present
Bank Of America, N.A. Bergenfield` NJ 08/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-25
S63 Uniform Securities Agent State Law Examination 2000-04-04
  • S66 Uniform Combined State Law Examination
    2010-06-25
  • S63 Uniform Securities Agent State Law Examination
    2000-04-04
Other Names
  • John H. Marshall
  • John Howard Marshall
  • John H Marshall
  • John H Marshall

View on SEC IAPD

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