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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-24 |
| NJ | RA | APPROVED | 2024-01-08 |
Branch Locations
28-20 Ditmars Blvd, Astoria, NY 11105 • United States
20 West Railroad Ave, Tenafly, NJ 07670 • United States
1133 Main Ave, Clifton, NJ 07011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities | Bernardsville | NJ | 04/2007 | 01/2024 |
| Sanford Insurance Group | Montclair | NJ | 04/2007 | 01/2024 |
| Cohn Real Estate Group | Roseland | NJ | 04/2007 | 06/2023 |
| Madison High School | Madison | NJ | 11/2018 | 07/2019 |
| Transamerica | Roseland | NJ | 06/2021 | 01/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | New Providence | NJ | 01/2024 | 09/2025 |
| Provident Bank | New Providence | NJ | 01/2024 | 09/2025 |
| Cetera Investment Advisers Llc | Clifton | NJ | 09/2025 | Present |
| Alma Bank | Clifton | NJ | 09/2025 | Present |
REALTY EXECUTIVE GROUP,RESIDENTIAL REAL ESTATE REAL ESTATE REFERALS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-13 |
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