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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-02
  • NC RA
    APPROVED
    Since 2026-03-02

Branch Locations

4700 Falls Of Neuse Rd Suite 440, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nelson Hall It Suite Raleigh NC 10/2022 10/2023
Mccollum Law, P.C. Cary NC 05/2024 08/2024
Prospera Financial Services Inc Dallas TX 07/2025 05/2026
Prospera Financial Services Inc Dallas TX 05/2026 Present
Prime Iv Hydration And Wellness Apex NC 05/2022 07/2022
St. David School Raleigh NC 08/2014 05/2022
Nc State University Raleigh NC 08/2022 05/2025
Prospera Financial Services Inc Dallas TX 09/2024 05/2026
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
  • S66 Uniform Combined State Law Examination
    2026-02-27

View on SEC IAPD

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