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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-12-12
  • IA RA
    APPROVED
    Since 2008-12-12

Branch Locations

401 1St St Se Ste 401, Cedar Rapids, IA 52401 • United States

Hiawatha, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Hiawatha IA 03/2006 Present
T Scott Zach Hiawatha IA 05/2005 01/2020
Visulas Cedar Rapids IA 07/2016 07/2017
Dressbarn Cedar Rapids IA 07/2017 03/2018
Kalvin Grabau Keele Cedar Rapids IA 02/2020 Present
  • 03/2006 → Present
    Hiawatha, IA
  • 05/2005 → 01/2020
    T Scott Zach
    Hiawatha, IA
  • 07/2016 → 07/2017
    Visulas
    Cedar Rapids, IA
  • 07/2017 → 03/2018
    Dressbarn
    Cedar Rapids, IA
  • 02/2020 → Present
    Kalvin Grabau Keele
    Cedar Rapids, IA
Other Businesses

100% OWNER, QUILTER, 3023 VALLEY COURT, HIAWATHA, , IOWA, 52233, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/22/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, DESIGNING AND SEWING QUILTS FOR PEOPLE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-05
S63 Uniform Securities Agent State Law Examination 2006-05-15
  • S66 Uniform Combined State Law Examination
    2008-12-05
  • S63 Uniform Securities Agent State Law Examination
    2006-05-15
Other Names
  • Amy Lynn Keller

View on SEC IAPD

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