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Max Cohen

Ubs Financial Services Inc.

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-03
  • TN RA
    APPROVED
    Since 2026-06-03

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Nashville TN 09/2024 Present
Lbmc Brentwood TN 06/2024 08/2024
Ema Foundation Mill Valley CA 01/2024 04/2024
Fintrx Rockland MA 05/2022 08/2022
Boston University Boston MA 08/2020 01/2023
Bocconi University Milan 01/2023 05/2023
Joseph, Cohen And Del Vecchio College Grove TN 05/2023 08/2023
Boston University Boston MA 08/2023 08/2024
The Golf Mart San Rafael CA 06/2018 01/2021
Marin Academy San Rafael CA 08/2016 05/2020
  • 09/2024 → Present
    Ubs Financial Services
    Nashville, TN
  • 06/2024 → 08/2024
    Lbmc
    Brentwood, TN
  • 01/2024 → 04/2024
    Ema Foundation
    Mill Valley, CA
  • 05/2022 → 08/2022
    Fintrx
    Rockland, MA
  • 08/2020 → 01/2023
    Boston University
    Boston, MA
  • 01/2023 → 05/2023
    Bocconi University
    Milan
  • 05/2023 → 08/2023
    Joseph, Cohen And Del Vecchio
    College Grove, TN
  • 08/2023 → 08/2024
    Boston University
    Boston, MA
  • 06/2018 → 01/2021
    The Golf Mart
    San Rafael, CA
  • 08/2016 → 05/2020
    Marin Academy
    San Rafael, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-06
  • S66 Uniform Combined State Law Examination
    2026-05-06

View on SEC IAPD

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CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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