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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-21 |
Branch Locations
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 09/2024 | Present |
| Massmutual Life Insurance Company | New York | NY | 05/2024 | Present |
| Stadium Goods | New York | NY | 01/2018 | 06/2021 |
| Temple University | Philadelphia | NJ | 09/2015 | 05/2018 |
| Centaurus Management Llc | Miami | FL | 10/2021 | Present |
| Unemployed | Ridgewood | NJ | 07/2021 | 09/2021 |
(1) Name: Centaurus Management LLC Inv Rel: Y Add: 690 SW 1st CT Miami FL 33130 Nature: Owner of LLC Position: CEO Start date: 10/1/2021 No hrs/mo: 4 No hrs/mo dur trading: 0 Describe duties: Partnership with 4 partners that hold equites in a brokerage account with Charles Schwab. We buy and hold equities for long-term investments. (2) Name: Raymond Wong Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 11/08/2025 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-13 |
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