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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-25 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 09/2024 | 05/2025 |
| Unemployed | Bend | OR | 09/2023 | 08/2024 |
| University Of Oregon | Eugene | OR | 09/2019 | 09/2023 |
| Little Pizza Paradise | Bend | OR | 06/2022 | 09/2022 |
| Pine Tavern Restaurant And Bar | Bend | OR | 06/2020 | 09/2020 |
| Pine Tavern Restaurant And Bar | Bend | OR | 04/2019 | 09/2019 |
| Unemployed | Bend | OR | 08/2014 | 03/2019 |
| Torrey Pines Golf Course | La Jolla | CA | 02/2025 | 07/2025 |
| Costco | San Diego | CA | 11/2024 | 01/2025 |
| Mma Securities Llc | San Diego | CA | 07/2025 | Present |
| Marsh Mcclennan Agency | San Diego | CA | 07/2025 | Present |
The Investment Advisor Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-15 |
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