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1607 W. 18Th Street, Spencer, IA 51301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-10-19 |
Branch Locations
242 North Main Avenue, Sioux Center, IA 51250 • United States
1607 W. 18Th Street, Spencer, IA 51301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank | Sioux Center | IA | 05/2020 | 08/2024 |
| Northwest Wealth Management, Llc | Sioux Center | IA | 08/2024 | Present |
| Spencer Golf And Country Club | Spencer | IA | 05/2016 | 05/2020 |
Western Christian High School | 925 5th Street, Hull, IA 51239 | Non-investment Related | High School Assistant Football Coach | 30 hours per month during football season, 0 of which are during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-18 |
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