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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-21
FL RA APPROVED 2024-10-07
  • TX RA
    APPROVED_RES
    Since 2024-11-21
  • FL RA
    APPROVED
    Since 2024-10-07

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cooper City FL 11/2019 Present
Best Buy Aventura FL 10/2015 11/2019
Broward College Pembroke Pines FL 08/2015 Present
Bank Of America, N.A. Cooper City FL 12/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-10
  • S66 Uniform Combined State Law Examination
    2024-08-10

View on SEC IAPD

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