Nicholas C Perry

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-11
OH	RA	APPROVED	2025-09-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Westerville	OH	08/2024	07/2025
Kemba Financial Credit Union	Gahanna	OH	09/2023	05/2024
Bank Of America	Westerville	OH	09/2019	09/2023
First Merchants Bank	Columbus	OH	05/2017	09/2019
First Merchants Bank	Reynoldsburg	OH	07/2014	05/2017
Unemployed	Westerville	OH	06/2024	07/2024
The Ohio State University Golf Club	Columbus	OH	05/2025	07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbus	OH	07/2025	Present
Bank Of America, N.A.	Columbus	OH	09/2025	Present

08/2024 → 07/2025

J.P. Morgan Securities Llc

Westerville, OH
09/2023 → 05/2024

Kemba Financial Credit Union

Gahanna, OH
09/2019 → 09/2023

Bank Of America

Westerville, OH
05/2017 → 09/2019

First Merchants Bank

Columbus, OH
07/2014 → 05/2017

First Merchants Bank

Reynoldsburg, OH
06/2024 → 07/2024

Unemployed

Westerville, OH
05/2025 → 07/2025

The Ohio State University Golf Club

Columbus, OH
07/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
09/2025 → Present

Bank Of America, N.A.

Columbus, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-29
S63	Uniform Securities Agent State Law Examination	2025-01-13

Nearby Firms