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Carolyn Peizhu Zhao

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-24
  • CA RA
    APPROVED
    Since 2025-02-24

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Pasadena CA 09/2024 Present
East West Bank Temple City CA 05/2024 09/2024
Kcal Insurance Agency Diamond Bar CA 11/2021 05/2024
Singh Agency Inc West Covina CA 11/2018 11/2021
Eversafe Insurance Agency El Monte CA 08/2013 08/2018
  • 09/2024 → Present
    Ubs Financial Services, Inc
    Pasadena, CA
  • 05/2024 → 09/2024
    East West Bank
    Temple City, CA
  • 11/2021 → 05/2024
    Kcal Insurance Agency
    Diamond Bar, CA
  • 11/2018 → 11/2021
    Singh Agency Inc
    West Covina, CA
  • 08/2013 → 08/2018
    Eversafe Insurance Agency
    El Monte, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24
Other Names
  • Peizhu Zhao

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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