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Spencer Michael Carlson

Cambridge Investment Research Advisors, Inc.

Salt Lake City, UT

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-10-14
  • UT RA
    APPROVED
    Since 2025-10-14

Branch Locations

6465 S 3000 E Ste 200, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Utah Salt Lake City UT 08/2019 03/2021
University Of Utah Salt Lake City UT 01/2022 08/2022
East High School Salt Lake City UT 12/2018 06/2019
East High School Salt Lake City UT 07/2017 03/2018
Liberty Hills Tennis Llc Salt Lake City UT 03/2018 12/2018
Glendale Golf Course Salt Lake City UT 09/2021 01/2022
Fidelity Investments Salt Lake City UT 08/2024 09/2025
Liberty Hills Tennis Llc| Salt Lake City UT 03/2021 08/2021
University Of Utah Campus Store Salt Lake City UT 08/2022 08/2024
Liberty Hills Tennis Llc Salt Lake City UT 06/2019 08/2019
University Of Utah Salt Lake City UT 08/2021 09/2021
Koi D Bar Salt Lake City UT 06/2017 07/2017
East High School Salt Lake City UT 08/2015 06/2017
Fidelity Investments Boston MA 03/2025 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
  • 08/2019 → 03/2021
    University Of Utah
    Salt Lake City, UT
  • 01/2022 → 08/2022
    University Of Utah
    Salt Lake City, UT
  • 12/2018 → 06/2019
    East High School
    Salt Lake City, UT
  • 07/2017 → 03/2018
    East High School
    Salt Lake City, UT
  • 03/2018 → 12/2018
    Liberty Hills Tennis Llc
    Salt Lake City, UT
  • 09/2021 → 01/2022
    Glendale Golf Course
    Salt Lake City, UT
  • 08/2024 → 09/2025
    Fidelity Investments
    Salt Lake City, UT
  • 03/2021 → 08/2021
    Liberty Hills Tennis Llc|
    Salt Lake City, UT
  • 08/2022 → 08/2024
    University Of Utah Campus Store
    Salt Lake City, UT
  • 06/2019 → 08/2019
    Liberty Hills Tennis Llc
    Salt Lake City, UT
  • 08/2021 → 09/2021
    University Of Utah
    Salt Lake City, UT
  • 06/2017 → 07/2017
    Koi D Bar
    Salt Lake City, UT
  • 08/2015 → 06/2017
    East High School
    Salt Lake City, UT
  • 03/2025 → 09/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
  • 2025-03-31 → 2025-10-09
    Strategic Advisers Llc
    Salt Lake City, UT
    Salt Lake City, UT
    Boston, MA
  • 2025-02-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City,, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-10
  • S66 Uniform Combined State Law Examination
    2024-12-10
Other Names
  • Spencer M Carlson
  • Spencer Carlson

View on SEC IAPD

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