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Chris Galbraith

Fifth Third Securities, Inc.

Evansville, IN

Evansville, IN

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-05-15
KY RA APPROVED 2025-04-30
  • IN RA
    APPROVED
    Since 2025-05-15
  • KY RA
    APPROVED
    Since 2025-04-30

Branch Locations

20 Nw Third St, Evansville, IN 47708 • United States

4550 First Avenue, Evansville, IN 47710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enterprise Holdings Evansville IN 06/2021 09/2023
Western Kentucky University Bowling Green KY 06/2017 05/2021
Henderson County High School Henderson KY 06/2013 05/2017
Fifth Third Bank Henderson KY 09/2023 Present
Fifth Third Securities Henderson KY 08/2024 Present
  • 06/2021 → 09/2023
    Enterprise Holdings
    Evansville, IN
  • 06/2017 → 05/2021
    Western Kentucky University
    Bowling Green, KY
  • 06/2013 → 05/2017
    Henderson County High School
    Henderson, KY
  • 09/2023 → Present
    Fifth Third Bank
    Henderson, KY
  • 08/2024 → Present
    Fifth Third Securities
    Henderson, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-30
S63 Uniform Securities Agent State Law Examination 2024-11-07
  • S65 Uniform Investment Adviser Law Examination
    2025-01-30
  • S63 Uniform Securities Agent State Law Examination
    2024-11-07

View on SEC IAPD

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Other Investors

BRANDON LEE HAYES
HEMA VYAS
KAREN MARIE LIVELY
BENJAMIN L FRANZ
Elizabeth Ann Alles
JAY DAN JACOBS
Joshua Rude
RYAN ALLEN HAYES

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN

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