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Scott A Henderson

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-30
  • CA RA
    APPROVED
    Since 2025-11-30

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc San Diego CA 05/2005 Present
Linsco/Private Ledger San Diego CA 08/2006 Present
  • 05/2005 → Present
    Axa Advisors, Llc
    San Diego, CA
  • 08/2006 → Present
    Linsco/Private Ledger
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-06
  • S66 Uniform Combined State Law Examination
    2005-07-06
Other Names
  • Scott A Hendeson

View on SEC IAPD

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