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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2024-08-21
TX RA APPROVED_RES 2016-01-05
VA RA APPROVED 2011-08-18
  • PR RA
    APPROVED
    Since 2024-08-21
  • TX RA
    APPROVED_RES
    Since 2016-01-05
  • VA RA
    APPROVED
    Since 2011-08-18

Branch Locations

4801 Cox Rd. Ste. 102, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2011 Present
Previous Registrations
  • 2006-02-02 → 2011-08-25
    Tower Square Securities, Inc.
    Richmond, VA
    Richmond, VA
    Richmond, VA
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 12709 WESTIN ESTATES DRIVE, GLEN ALLEN, VA, 3/2005 SELLING/SERVICING LIFE AND HEALTH INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/MO - 1/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/18/2011 3) STONES FURNITURE, 7500 JEFFERSON DAVIS HIGHWAY, RICHMOND, VA 23237. ASSITANT TO THE PRESIDENT SINCE 09/01/2009. ASSIST IN KEEP THE BUSINESS OPERATING IN THE EVENT OF AN EMERGENCY. NIR - 0 HRS. 4) TAG ADVISORS, 4801 COX RD #102, GLEN ALLEN, VA, 08/2011. PRESIDENT, SUPERVISION OF TAG ADVISORS. INV REL-40/WK-40/TRADING. 5) GSRC, INC. 4801 Cox Road, Suite 102, Glen Allen VA 23060, United States, 10/22/2024, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR 5/MO - 5/Trading 6) TAG CHARITY, 4801 Cox Road, Suite 102, Glen Allen VA 23060, United States. 10/22/2024, President, Administrative, INV REL, 1/MO - 1/Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-07
S63 Uniform Securities Agent State Law Examination 2005-07-07
  • S66 Uniform Combined State Law Examination
    2005-10-07
  • S63 Uniform Securities Agent State Law Examination
    2005-07-07
Other Names
  • Stone L. Jason

View on SEC IAPD

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