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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-30
CT RA APPROVED 2026-04-29
NY RA APPROVED 2026-04-29
TX RA APPROVED 2026-04-29
  • NJ RA
    APPROVED
    Since 2026-04-30
  • CT RA
    APPROVED
    Since 2026-04-29
  • NY RA
    APPROVED
    Since 2026-04-29
  • TX RA
    APPROVED
    Since 2026-04-29

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 04/2026 Present
J.P. Morgan Securities Llc New York NY 04/2026 Present
Ameriprise Financial Charlotte NC 08/2024 03/2026
Unemployed Charlotte NC 04/2024 07/2024
Total Quality Logistics Charlotte NC 09/2023 03/2024
Unemployed Charlotte NC 02/2020 08/2023
Firebirds Wood Fired Grill Charlotte NC 05/2019 01/2020
Unemployed Charlotte NC 09/2018 04/2019
Harris Teeter, Llc Charlotte NC 06/2018 08/2018
Unemployed Charlotte NC 08/2017 05/2018
Sandra And Leon Levine Jewish Community Center Charlotte NC 05/2017 08/2017
Unemployed Charlotte NC 04/2016 04/2017
  • 04/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2026 → Present
    New York, NY
  • 08/2024 → 03/2026
    Ameriprise Financial
    Charlotte, NC
  • 04/2024 → 07/2024
    Unemployed
    Charlotte, NC
  • 09/2023 → 03/2024
    Total Quality Logistics
    Charlotte, NC
  • 02/2020 → 08/2023
    Unemployed
    Charlotte, NC
  • 05/2019 → 01/2020
    Firebirds Wood Fired Grill
    Charlotte, NC
  • 09/2018 → 04/2019
    Unemployed
    Charlotte, NC
  • 06/2018 → 08/2018
    Harris Teeter, Llc
    Charlotte, NC
  • 08/2017 → 05/2018
    Unemployed
    Charlotte, NC
  • 05/2017 → 08/2017
    Sandra And Leon Levine Jewish Community Center
    Charlotte, NC
  • 04/2016 → 04/2017
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
S63 Uniform Securities Agent State Law Examination 2024-12-13
  • S66 Uniform Combined State Law Examination
    2026-04-16
  • S63 Uniform Securities Agent State Law Examination
    2024-12-13
Other Names
  • Ethan Louis Van Glish

View on SEC IAPD

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