Philip Platek

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 05/2026 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 08/2024 → 05/2026
  Texas Capital
  Dallas, TX
• 08/2024 → 05/2026
  Tcbi Securities , Inc
  Dallas, TX
• 06/2024 → 07/2024
  Unemployed
  Weston, CT
• 08/2020 → 05/2024
  Southern Methodist University
  Dallas, TX
• 05/2023 → 07/2023
  Texas Capital Bank
  Dallas, TX
• 06/2022 → 07/2022
  Rogers Healy & Associates Real Estate
  Dallas, TX
• 06/2020 → 08/2020
  Queequeg'S Restaurant
  Nantucket, MA
• 09/2019 → 05/2020
  Unemployed
  Weston, CT
• 05/2019 → 08/2019
  Shawn Bray Interior Design
  Weston, CT
• 05/2016 → 04/2019
  Unemployed
  Weston, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-05
• S63 Uniform Securities Agent State Law Examination
  2024-07-23

Other Names

• Philip Raymond Platek
• Philip Raymond Platek