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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-06-16
IL RA APPROVED 2022-06-21
CO RA APPROVED 2022-02-16
VA RA APPROVED 2021-12-16
AZ RA APPROVED 2021-08-23
MT RA APPROVED 2020-07-07
NM RA APPROVED 2020-06-02
PA RA APPROVED 2019-04-25
OR RA APPROVED 2018-11-15
NC RA APPROVED 2018-03-07
IN RA APPROVED 2018-02-06
MD RA APPROVED 2017-03-06
NV RA APPROVED 2016-03-23
WA RA APPROVED 2016-03-17
FL RA APPROVED 2015-07-10
TX RA APPROVED_RES 2015-06-26
OH RA APPROVED 2014-03-12
CA RA APPROVED 2013-04-11
HI RA APPROVED 2010-08-24
  • OK RA
    APPROVED
    Since 2025-06-16
  • IL RA
    APPROVED
    Since 2022-06-21
  • CO RA
    APPROVED
    Since 2022-02-16
  • VA RA
    APPROVED
    Since 2021-12-16
  • AZ RA
    APPROVED
    Since 2021-08-23
  • MT RA
    APPROVED
    Since 2020-07-07
  • NM RA
    APPROVED
    Since 2020-06-02
  • PA RA
    APPROVED
    Since 2019-04-25
  • OR RA
    APPROVED
    Since 2018-11-15
  • NC RA
    APPROVED
    Since 2018-03-07
  • IN RA
    APPROVED
    Since 2018-02-06
  • MD RA
    APPROVED
    Since 2017-03-06
  • NV RA
    APPROVED
    Since 2016-03-23
  • WA RA
    APPROVED
    Since 2016-03-17
  • FL RA
    APPROVED
    Since 2015-07-10
  • TX RA
    APPROVED_RES
    Since 2015-06-26
  • OH RA
    APPROVED
    Since 2014-03-12
  • CA RA
    APPROVED
    Since 2013-04-11
  • HI RA
    APPROVED
    Since 2010-08-24

Branch Locations

500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America Honolulu HI 09/2007 Present
Park Avenue Securities Honolulu HI 10/2007 Present
  • 09/2007 → Present
    Guardian Life Insurance Company Of America
    Honolulu, HI
  • 10/2007 → Present
    Park Avenue Securities
    Honolulu, HI
Other Businesses

1. Business Solutions, LLC-Creating business processes and procedure, reviewing the cash flow, profit and loss statements, reviewing their balance sheet, helping structure compensation packages for their new hires, interview and assist in selection of right top management employees, Start: 11/01/2015, Address: 500 Ala Moana Blvd, Suite 3-400, Honolulu, HI 96813, 15 total hours per month, 10 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. LibertyID-IDENTITY THEFT RECOVERY & RESTORATION program. It offers monthly or annual subscription program that will be offer to my clients for purchase., Start: 02/15/2017, Address: 500 Ala Moana Blvd, Suite 3-400, Honolulu, HI 96813, 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Not investment related, 3. Business Solutions LLC 401k Retirement Plan - Trustee to Business Solutions LLC 401k Retirement Plan, Start: 04/30/2018, Address: 500 Ala Moana Blvd, Suite 3-400, Honolulu, HI 96813, 4 total hours per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related, 4. Zvezadasi, LLC - Ownership in real estate property, Start: 01/01/2021, Address: 1645 Village Center Cr. #170 Las Vegas, NV 89134, 0 total hours per month No annual compensation, Investment related, 5) Ash Brokerage -Independent contractor, Nature of Business: Insurance other than Guardian, Start date: 10/31/2025, Address: 500 Ala Moana Blvd, Suite 3-400, Mailbox 124, Honolulu, HI 96813, Duties: Insurance other than Guardian 1 total hour per month; .5 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-16
S63 Uniform Securities Agent State Law Examination 2006-01-20
  • S66 Uniform Combined State Law Examination
    2010-08-16
  • S63 Uniform Securities Agent State Law Examination
    2006-01-20

View on SEC IAPD

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