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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-03 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1129 N Sepulveda Blvd, Manhattan Beach, CA 90266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rolling Hills Estates | CA | 06/2022 | 04/2023 |
| Jpmorgan Chase Bank, N.A. | Rolling Hills Estates | CA | 06/2022 | 04/2023 |
| Finra | Los Angeles | CA | 06/2010 | 11/2019 |
| Professional Advisors Group (Equitable Advisors) | Los Angeles | CA | 01/2020 | 06/2022 |
| Unemployed | Los Angeles | CA | 12/2019 | 12/2019 |
| Wells Fargo Clearing Services, Llc | Manhattan Beach | CA | 11/2023 | Present |
| Wells Fargo Bank, Na | Manhattan Beach | CA | 11/2023 | Present |
| Comerica | Los Angeles | CA | 07/2023 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-29 |
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