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Adam Lee Patten

Prota Financial

Houston, TX

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Current Employers
Prota Financial

1980 Post Oak Blvd Suite 200, Houston, TX 77056-3845 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-13
  • TX RA
    APPROVED
    Since 2021-01-13

Branch Locations

1980 Post Oak Blvd Suite 200, Houston, TX 77056-3845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precision Web Design Baytown TX 03/2019 06/2020
Baytown Ace Industrial Servies Baytown TX 10/2017 03/2019
Unemployed Baytown TX 09/2017 10/2017
Casetta Catering Houston TX 03/2017 08/2017
Us Army Fort Sam Houston TX 05/2003 03/2017
Thrivent Investment Management Inc Houston TX 02/2020 01/2021
Thrivent Financial Appleton WI 06/2020 08/2020
Thrivent Financial Appleton WI 08/2020 01/2021
Prota Financial, Llc Houston TX 01/2021 Present
  • 03/2019 → 06/2020
    Precision Web Design
    Baytown, TX
  • 10/2017 → 03/2019
    Baytown Ace Industrial Servies
    Baytown, TX
  • 09/2017 → 10/2017
    Unemployed
    Baytown, TX
  • 03/2017 → 08/2017
    Casetta Catering
    Houston, TX
  • 05/2003 → 03/2017
    Us Army
    Fort Sam Houston, TX
  • 02/2020 → 01/2021
    Thrivent Investment Management Inc
    Houston, TX
  • 06/2020 → 08/2020
    Thrivent Financial
    Appleton, WI
  • 08/2020 → 01/2021
    Thrivent Financial
    Appleton, WI
  • 01/2021 → Present
    Prota Financial, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-04
  • S66 Uniform Combined State Law Examination
    2020-06-04

View on SEC IAPD

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JON CARTER VAUGHAN
GREGORY JAMES KALLUS
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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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