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Christopher Alexander Lott

Ubs Financial Services Inc.

Columbus, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-26
  • OH RA
    APPROVED
    Since 2026-04-26

Branch Locations

5007 Horizons Drive, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Columbus OH 09/2024 Present
Jcorr Mechanical Lewis Center OH 06/2024 08/2024
Groovy Plants Ranch Marengo OH 06/2022 08/2022
Groovy Plants Ranch Marengo OH 06/2020 08/2020
Ubs Financial Services Columbus OH 01/2020 03/2020
Tibbels Marina And Charter Service Marblehead OH 06/2019 08/2019
Tibbels Marina And Charter Service Marblehead OH 06/2018 08/2018
Tibbels Marina And Charter Service Marblehead OH 06/2017 08/2017
The Ohio State University Columbus OH 08/2019 05/2024
Highland High School Sparta OH 08/2015 05/2019
  • 09/2024 → Present
    Ubs Financial Services
    Columbus, OH
  • 06/2024 → 08/2024
    Jcorr Mechanical
    Lewis Center, OH
  • 06/2022 → 08/2022
    Groovy Plants Ranch
    Marengo, OH
  • 06/2020 → 08/2020
    Groovy Plants Ranch
    Marengo, OH
  • 01/2020 → 03/2020
    Ubs Financial Services
    Columbus, OH
  • 06/2019 → 08/2019
    Tibbels Marina And Charter Service
    Marblehead, OH
  • 06/2018 → 08/2018
    Tibbels Marina And Charter Service
    Marblehead, OH
  • 06/2017 → 08/2017
    Tibbels Marina And Charter Service
    Marblehead, OH
  • 08/2019 → 05/2024
    The Ohio State University
    Columbus, OH
  • 08/2015 → 05/2019
    Highland High School
    Sparta, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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