David Gilliam

Current Employers

Employment History

• 01/2020 → 01/2023
  Edward Jones
  St Louis, MO
• 11/2017 → 01/2020
  Flexion Therapeutics
  Columbia, SC
• 01/2015 → 10/2017
  Mallickrodt Pharmaceutical
  Columbia, SC
• 02/2023 → Present
  Lpl Financial
  Columbia, SC
• 02/2023 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2020-03-11 → 2023-02-07
  Edward Jones
  St Louis, MO
  Irmo, SC
  Cayce, SC
  Irmo, SC

Other Businesses

1-10/2018 / Dispense Doc - Residuals / Other / INVESTMENT RELATED / CYNWYD, PA 2- 02/2023 / Sage Financial Systems, LLC / DBA for RIA Business (entity for RIA business) / INVESTMENT RELATED / COLUMBIA, SC 3- 2/9/2023 - Independent Advisor Alliance - DBA: Sage Financial Systems, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 1/27/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance., an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 2/9/2023 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 1/27/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance., an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 04/05/2024 - Sage Insurance Partners - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 02/15/2024 - 4 Hours Per Month/ During Trading 6- 07/05/2024 - Gilliam Financial LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/22/2023 - 4 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2020-03-09

Other Names

• David Wesley Gilliam
• David Wesley Gilliam
• David Gilliam
• David Gilliam