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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-10-20 |
| TX | RA | APPROVED | 2020-10-20 |
Branch Locations
3038 Jeremiah Ln Nw Ste 200, Rochester, MN 55901 • United States
Rochester, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Rochester | MN | 12/2019 | 03/2020 |
| Williams Family Chirorpactic | Rochester | MN | 03/2014 | Present |
| Ameriprise Financial Services, Llc | Rochester | MN | 03/2020 | Present |
Business Ownership; Williams Family Chiropractic; Treating patients/running the office; Health care; 3800 Hwy 52N #103, , Rochester, MN, 55902; Not Investment-Related; 07/22/1994; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; Ikigai Operations LLC; Associate Financial Advisor; Financial Advice; 3038 Jeremiah LN NW, , Rochester, MN, 55901; Investment-Related; 10/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-01 |
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