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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-21 |
| NJ | RA | APPROVED | 2023-10-20 |
| NY | RA | APPROVED | 2023-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 11/2019 | 11/2023 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2019 | 11/2023 |
| Strategic Financial Solutions | New York | NY | 06/2019 | 11/2019 |
| Newmark Tri State/ Winthrop Marketing | Mt Laurel | NJ | 08/2017 | 06/2019 |
| Acquire Management | Raleigh | NC | 02/2018 | 11/2018 |
| Blue Shore Strategies | Pikesville | MD | 12/2016 | 08/2017 |
| Corner Stable | Cockeysville | MD | 10/2016 | 12/2016 |
| Ameripark | Towson | MD | 05/2015 | 11/2016 |
| Grandstand Grille | Lutherville-Timonium | MD | 07/2016 | 10/2016 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2023 | Present |
| J.P. Morgan Securities Llc | New York | NY | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-16 |
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