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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-04 |
| MO | RA | APPROVED | 2025-06-03 |
| NJ | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED | 2025-06-03 |
| NY | RA | APPROVED | 2025-06-02 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Israel Discount Bank Of New York | Aventura | FL | 07/2019 | 10/2020 |
| Idb Capital Corp. | Aventura | FL | 12/2019 | 10/2020 |
| Israel Discount Bank Of New York | New York | NY | 03/2018 | 07/2019 |
| Acai Of America | New York | NY | 02/2017 | 03/2018 |
| Fordham University | New York | NY | 09/2014 | 12/2016 |
| Ubs Financial Services Inc. | New York | NY | 10/2020 | 03/2024 |
| Morgan Stanley | New York | NY | 04/2024 | 05/2025 |
| Ubs Financial Services Inc. | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-15 |
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