Charles Maximilian Walden

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 07/2020
  The Winthrop Group
  New York, NY
• 08/2018 → 08/2019
  The Metropolitan Museum Of Art Investments Office
  New York, NY
• 06/2017 → 08/2017
  De Shaw & Co
  New York, NY
• 09/2007 → 05/2018
  Yale University
  New Haven, CT
• 07/2022 → 11/2025
  Goldman Sachs
  New York, NY
• 05/2022 → 07/2022
  Between School/Work
  New York, NY
• 06/2018 → 07/2018
  Unemployed
  New Haven, CT
• 08/2020 → 04/2022
  Unemployed
  Long Island City, NY
• 11/2025 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 11/2025 → Present
  J.P. Morgan Securities Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-08
• S63 Uniform Securities Agent State Law Examination
  2022-11-04

Other Names

• Max Walden