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Fredy B Tanchez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Napa, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
CA RA APPROVED 2023-11-04
  • TX RA
    APPROVED
    Since 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-04

Branch Locations

700 Main St, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 12/2016 Present
Westamerica Bank San Rafael CA 05/2015 11/2016
Flynn Restaurant Group Llc San Rafael CA 01/2018 08/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
  • S66 Uniform Combined State Law Examination
    2023-11-03

View on SEC IAPD

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