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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-26 |
| IN | RA | APPROVED | 2023-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Annex Properties, Llc | Fishers | IN | 11/2015 | 04/2020 |
| Defense Finance And Accounting Service | Indianapolis | IN | 06/2011 | 12/2021 |
| The Etf Store | Overland Park | KS | 11/2019 | 05/2022 |
| Mark E Wise | Indianapolis | IN | 05/2022 | 06/2022 |
| Mark Wise | Indianapolis | IN | 06/2022 | 10/2023 |
| Northwestern Mutual Investment Services Llc | Indianapolis | IN | 06/2022 | 10/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2022 | Present |
| Jason M Dentremont | Woburn | MA | 10/2023 | Present |
| Northwestern Mutual Investment Services Llc | Woburn | MA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-27 |
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