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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
IL RA APPROVED 2020-03-12
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • IL RA
    APPROVED
    Since 2020-03-12

Branch Locations

300 East Washington Ave, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Effingham IL 12/2019 Present
Firefly Farm Llc Effingham IL 01/2018 12/2019
Self Employed Effingham IL 01/2015 09/2019
Cherry Hill Enterprises Effingham IL 02/2017 12/2017
Self Employed Contractor For Samuel Music Company Effingham IL 04/2013 12/2016
Raymond James Financial Services Advisors, Inc. Effingham IL 03/2020 Present
  • 12/2019 → Present
    Raymond James Financial Services, Inc.
    Effingham, IL
  • 01/2018 → 12/2019
    Firefly Farm Llc
    Effingham, IL
  • 01/2015 → 09/2019
    Self Employed
    Effingham, IL
  • 02/2017 → 12/2017
    Cherry Hill Enterprises
    Effingham, IL
  • 04/2013 → 12/2016
    Self Employed Contractor For Samuel Music Company
    Effingham, IL
  • 03/2020 → Present
    Effingham, IL
Other Businesses

(1)Name of Business: Erskine Stone & James Address: 300 E Washington Ave, Effingham, IL, 62401, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/29/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FA 8V2G Partner (2)Name of Business: N/A - Self Address: 15050 Copper Ridge Ct, Effingham, IL, 62401, United States Activity Type: Accounting/CPA Position/Title: Independent Contractor Investment Related: No Start Date: 12/08/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide accounting consulting services to individuals and businesses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-11
S65 Uniform Investment Adviser Law Examination 1999-11-20
  • S66 Uniform Combined State Law Examination
    2020-03-11
  • S65 Uniform Investment Adviser Law Examination
    1999-11-20
Other Names
  • Melissa Michelle Worman

View on SEC IAPD

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