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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-08 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2021-03-03 |
Branch Locations
427 Bedford Rd Ste 110, Pleasantville, NY 10570 • United States
Monroe, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Pleasantville | NY | 11/2019 | 03/2020 |
| Gb Capital Partners Llc | New York | NY | 08/2016 | 09/2019 |
| Ameriprise Financial Services, Llc | Pleasantville | NY | 03/2020 | Present |
Outside Employment; Endurance Operations Management; This entity pays my salary; Compensation entity; 427 Bedford Rd Ste 110, , pleasantville, NY, 10570; Investment-Related; 07/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
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