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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-22
TX RA APPROVED 2024-05-21
  • CA RA
    APPROVED
    Since 2024-05-22
  • TX RA
    APPROVED
    Since 2024-05-21

Branch Locations

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2019 05/2024
Unemployed Carlsbad CA 09/2019 12/2019
Unemployed Carlsbad CA 10/2018 01/2019
Planmeca Usa Schaumberg IL 01/2017 09/2018
Patterson Dental Mendota Hieights MN 02/2010 01/2017
Light Instruments Englewood NJ 01/2019 09/2019
Lpl Financial Llc Santa Ana CA 05/2024 Present
Golden State Wealth Management, Llc South Coast Metro CA 05/2024 Present
  • 12/2019 → 05/2024
    St Louis, MO
  • 09/2019 → 12/2019
    Unemployed
    Carlsbad, CA
  • 10/2018 → 01/2019
    Unemployed
    Carlsbad, CA
  • 01/2017 → 09/2018
    Planmeca Usa
    Schaumberg, IL
  • 02/2010 → 01/2017
    Patterson Dental
    Mendota Hieights, MN
  • 01/2019 → 09/2019
    Light Instruments
    Englewood, NJ
  • 05/2024 → Present
    Lpl Financial Llc
    Santa Ana, CA
  • 05/2024 → Present
    South Coast Metro, CA
Previous Registrations
  • 2020-02-05 → 2024-05-21
    Carlsbad, CA
    Carlsbad, CA
    Carlsbad, CA
    Carlsbad, CA
    Carlsbad, CA
    Carlsbad, CA
    St Louis, MO
    St Louis, MO
    Carlsbad, CA
    Carlsbad, CA
    Oceanside, CA
Other Businesses

1) 05/20/2024 - OMEGA WEALTH MANAGEMENT - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 5/20/24 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 05/20/2024- GOLDEN STATE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date: 5/20/24. 3) 05/22/2024 - GOLDEN STATE WEALTH MANAGEMENT LLC - Inv Related - Registered Investment Advisor - IAR - Started: 5/20/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 4) 05/22/2024- GOLDEN STATE WEALTH MANAGEMENT, LLC DBA By the OMEGA WEALTH MANAGEMENT- Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 5/20/24- 160 hrs/Mo; 8 hrs During Trading - I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 5) 01/28/2025 - By the Sea Wealth Management-Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:01/31/2025 - 40 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 6) 01/30/2025 - By The Sea Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/31/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 7) 08/27/2025 - By The Sea Wealth Management - Investment Related - Non-Variable Insurance - 5353 Forecastle Court - Start Date:07/18/2025 - 2 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
  • S66 Uniform Combined State Law Examination
    2020-02-04
Other Names
  • Ben Schulte
  • Robert Benjamin Schulte

View on SEC IAPD

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