Best Investors
Account
Sign in
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-22 |
| TX | RA | APPROVED | 2024-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2019 | 05/2024 |
| Unemployed | Carlsbad | CA | 09/2019 | 12/2019 |
| Unemployed | Carlsbad | CA | 10/2018 | 01/2019 |
| Planmeca Usa | Schaumberg | IL | 01/2017 | 09/2018 |
| Patterson Dental | Mendota Hieights | MN | 02/2010 | 01/2017 |
| Light Instruments | Englewood | NJ | 01/2019 | 09/2019 |
| Lpl Financial Llc | Santa Ana | CA | 05/2024 | Present |
| Golden State Wealth Management, Llc | South Coast Metro | CA | 05/2024 | Present |
1) 05/20/2024 - OMEGA WEALTH MANAGEMENT - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 5/20/24 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 05/20/2024- GOLDEN STATE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date: 5/20/24. 3) 05/22/2024 - GOLDEN STATE WEALTH MANAGEMENT LLC - Inv Related - Registered Investment Advisor - IAR - Started: 5/20/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 4) 05/22/2024- GOLDEN STATE WEALTH MANAGEMENT, LLC DBA By the OMEGA WEALTH MANAGEMENT- Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 5/20/24- 160 hrs/Mo; 8 hrs During Trading - I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 5) 01/28/2025 - By the Sea Wealth Management-Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:01/31/2025 - 40 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 6) 01/30/2025 - By The Sea Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/31/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 7) 08/27/2025 - By The Sea Wealth Management - Investment Related - Non-Variable Insurance - 5353 Forecastle Court - Start Date:07/18/2025 - 2 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-04 |
Reach out to this advisor