Harrison Bennett Dale

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-04-19
TX	RA	APPROVED_RES	2023-04-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Republic Investment Management, Inc	New York	NY	06/2019	04/2023
First Republic Securities Company, Llc	New York	NY	11/2019	04/2023
Bny Mellon	New York	NY	06/2018	08/2018
Commonwealth Diagnostics	Salem	MA	06/2017	08/2017
Studying, Columbia University In The City Of New York	New York	NY	09/2015	05/2019
Rockefeller Financial Llc	Ny	NY	04/2023	Present

06/2019 → 04/2023

First Republic Investment Management, Inc

New York, NY
11/2019 → 04/2023

First Republic Securities Company, Llc

New York, NY
06/2018 → 08/2018

Bny Mellon

New York, NY
06/2017 → 08/2017

Commonwealth Diagnostics

Salem, MA
09/2015 → 05/2019

Studying, Columbia University In The City Of New York

New York, NY
04/2023 → Present

Rockefeller Financial Llc

Ny, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-03-13

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