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8310 S. Valley Highway Suite 110, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2023-03-10 |
Branch Locations
575 Lexington Ave 17Th Floor, New York, NY 10022 • United States
8310 S. Valley Highway Suite 110, Englewood, CO 80112 • United States
575 Lexington Avenue / 17Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-13 |
| NY | RA | APPROVED | 2023-01-12 |
Branch Locations
575 Lexington Avenue / 17Th Floor, New York, NY 10022 • United States
575 Lexington Avenue / 17Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E. Magnus Oppenheim & Co., Inc. | New York | NY | 02/2005 | Present |
VOLUNTEER WORK AS VICE PRESIDENT FOR THE INSIGHT MEDITATION SOCIETY, A NON-PROFIT ORGANIZATION LOCATED AT 1230 PLEASANT STREET, BARRE, MA 01005. THE NATURE OF THE DUTIES INVOLVE OVERSIGHT OF THE ENDOWMENT WHICH INCLUDES INVESTMENT ACTIVITIES IN PASSIVE VEHICLES. START DATE FOR THE POSITION IS JUNE 2019. THIS INVOLVES FIVE HOURS PER MONTH AND ABSOLUTELY NO TIME DURING WORK/TRADING HOURS. THERE IS NO COMPENSATION FOR THIS WORK. EMPLOYED BY PARSONEX ENTERPRISES, INC. PARENT/HOLDING COMPANY OF THE WHOLLY OWNED SUBSIDIARIES: PARSONEX SECURITIES,PARSONEX ADVISORY SERVICES, PARTIALLY OWNED SUBSIDIARIES: PARSONEX CAPITAL MARKETS AND E MAGNUS OPPENHEIM. PRIMARY ROLE WITH PARSONEX AFFILAITES: E MAGNUS OPPENHEIM; PORTFOLIO MANAGER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-06-30 |
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