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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-11
  • NY RA
    APPROVED
    Since 2021-07-11

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Flushing, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bayside NY 10/2015 10/2016
Mindlance Staffing New York NY 11/2016 06/2017
Citigroup New York NY 06/2017 Present
  • 10/2015 → 10/2016
    Unemployed
    Bayside, NY
  • 11/2016 → 06/2017
    Mindlance Staffing
    New York, NY
  • 06/2017 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2021-11-23 → 2010-06-30
    Citi Private Alternatives, Llc
    Long Island City, NY
    New York, NY
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
S63 Uniform Securities Agent State Law Examination 2005-07-06
  • S66 Uniform Combined State Law Examination
    2021-07-07
  • S63 Uniform Securities Agent State Law Examination
    2005-07-06

View on SEC IAPD

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