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William Spencer Stephens

Osaic Wealth, Inc.

Germantown, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-01-19
  • TN RA
    APPROVED
    Since 2024-01-19

Branch Locations

9056 Corporate Gardens Dr Suite 102, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Outdoors Services Collierville TN 03/2023 Present
Start2Finish Event Management Company Memphis TN 04/2019 Present
Crossfit Sopo Germantown Germantown TN 05/2018 08/2020
Bass Pro Shops Memphis TN 01/2017 12/2018
Dick's Sporting Goods Memphis TN 09/2016 12/2016
The Fresh Market Memphis TN 09/2016 12/2016
Massmutual Life Insurance Co Memphis TN 09/2019 01/2023
Mml Investor Services Memphis TN 12/2019 01/2023
Woodbury Financial Services Inc Germantown TN 12/2023 01/2024
Osaic Wealth, Inc. Germantown TN 01/2024 Present
  • 03/2023 → Present
    Stephens Outdoors Services
    Collierville, TN
  • 04/2019 → Present
    Start2Finish Event Management Company
    Memphis, TN
  • 05/2018 → 08/2020
    Crossfit Sopo Germantown
    Germantown, TN
  • 01/2017 → 12/2018
    Bass Pro Shops
    Memphis, TN
  • 09/2016 → 12/2016
    Dick's Sporting Goods
    Memphis, TN
  • 09/2016 → 12/2016
    The Fresh Market
    Memphis, TN
  • 09/2019 → 01/2023
    Massmutual Life Insurance Co
    Memphis, TN
  • 12/2019 → 01/2023
    Mml Investor Services
    Memphis, TN
  • 12/2023 → 01/2024
    Woodbury Financial Services Inc
    Germantown, TN
  • 01/2024 → Present
    Germantown, TN
Previous Registrations
  • 2023-12-04 → 2024-01-19
    Woodbury Financial Services, Inc.
    Germantown, TN
  • 2020-06-24 → 2023-02-01
    Memphis, TN
Other Businesses

1. Name: Start2Finish Event Management Inv rel: N Add: 769 Copper St Memphis, TN. 38104 Nature: Part of a race day crew that sets up start and finish lines, outlines the race course, and manages and times races. Position: Race Day Crew Start date: 4/20/2019 No. HR/MO: 16 No. HR/MO during sec trading: 0 2. Stephens Outdoor Services. Inv rel: N Add: 9193 Magellan Circle Apt 204 Collierville, TN. 38017. Nature: Provide outdoor services to clients such as cleaning gutters, servicing pools, and pressure washing. Position: Owner Start Date: 3/2023. No. HR/MO: 12 No. HR/MO during sec trading: 0 3. STEPHENS OUTDOOR SERVICES POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 9193 Magellan Circle, Apt 204, Collierville TN 38017, United States DESCRIPTION: Provide outdoor services to clients such as cleaning gutters, servicing pools, and pressure washing. 4. START2FINISH EVENT MANAGEMENT POSITION: Race Day Crew NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2019 ADDRESS: 769 Cooper St, Memphis TN 38104, United States DESCRIPTION: Part of a race day crew that sets up start and finish lines, outlines the race course, and manages and times races.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-05
  • S66 Uniform Combined State Law Examination
    2020-06-05
Other Names
  • William Spencer Stephens
  • William Stephens

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