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Stacy Alan Phillips

Four Quadrant Wealth Advisors, Inc.

Carmel, IN

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Current Employers
Four Quadrant Wealth Advisors, Inc.

11939 N Meridian St Ste 225, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-05-04
  • IN RA
    APPROVED
    Since 2018-05-04

Branch Locations

11939 N Meridian St Ste 225, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Indianapolis IN 09/2015 02/2018
Wsi, Inc. Dba Creative Planning Strategies Indianapolis IN 10/2008 02/2018
Four Quadrant Wealth Advisors, Inc. Carmel IN 02/2018 Present
Four Quadrant Wealth Advisors, Inc. Carmel IN 04/2018 Present
Previous Registrations
  • 2017-11-15 → 2018-02-22
    Osaic Services, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-14
S63 Uniform Securities Agent State Law Examination 2005-05-24
  • S66 Uniform Combined State Law Examination
    2017-11-14
  • S63 Uniform Securities Agent State Law Examination
    2005-05-24

View on SEC IAPD

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BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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