Best Investors Account Sign in

Samuel Harris Matlick

Wells Fargo Clearing Services, LLC

New York, NY

CRD 7203333

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-14
TX RA APPROVED 2021-06-03
NJ RA APPROVED 2020-10-19
  • NY RA
    APPROVED
    Since 2022-01-14
  • TX RA
    APPROVED
    Since 2021-06-03
  • NJ RA
    APPROVED
    Since 2020-10-19

Branch Locations

535 Madison Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New York NY 11/2019 Present
Full Time Education At Hamilton College Clinton NY 09/2013 05/2017
Analog Shift New York NM 06/2017 11/2019
  • 11/2019 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 09/2013 → 05/2017
    Full Time Education At Hamilton College
    Clinton, NY
  • 06/2017 → 11/2019
    Analog Shift
    New York, NM
Other Businesses

TRUSTEE FOR FATHER, INVT RELATED, LINWOOD, NJ, START DATE 11/22/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-09
  • S66 Uniform Combined State Law Examination
    2020-10-09
Other Names
  • Samuel Matlick

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor