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Current Employers
Wny Asset Management, Llc

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-15
  • NY RA
    APPROVED
    Since 2022-08-15

Branch Locations

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brock, Schecter & Polakoff, Llp Buffalo NY 09/2015 11/2019
Wny Asset Management Williamsville NY 11/2019 Present
Cadaret Grant & Co., Inc. Williamsville NY 03/2021 Present
Wny Asset Management, Llc Williamsville NY 04/2022 Present
  • 09/2015 → 11/2019
    Brock, Schecter & Polakoff, Llp
    Buffalo, NY
  • 11/2019 → Present
    Wny Asset Management
    Williamsville, NY
  • 03/2021 → Present
    Cadaret Grant & Co., Inc.
    Williamsville, NY
  • 04/2022 → Present
    Williamsville, NY
Other Businesses

1) 09/08/2025 - Zachary Shroyer - Real Estate Rental / Landlord / Inv Related / Buffalo NY 14214 / Start date 10/01/2020 - 2 Total Hours per month 0hrs Hours during trading 2) 09/08/2025 - Rental Property - Real Estate Rental / Landlord / Inv Related / Buffalo NY 14214 / Start date 08/01/2016 - 4 Total Hours per month 0hrs Hours during trading 3) 09/08/2025 - WNY Asset Management, LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) / Start date: 11/22/2019 - 160 hrs per month 140hrs during Trading 4) 09/08/2025 - WNY Tax Planners / CPA / Tax Prep/Accounting/CPA / Non Inv Related / Start date 11/22/2019 - 2 Total Hours per month- 2 hrs Total Hours per month during trading 5. 09/17/2025 - WNY Asset Management, LLC - Registered Investment Advisor Hybrid - Inv Rel - At reported business location (s) / Start date: 11/22/2019 - 160 hrs per month 140hrs during Trading . I provide administrative support to WNY Asset Management, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
  • S66 Uniform Combined State Law Examination
    2022-04-22

View on SEC IAPD

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