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6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-15 |
Branch Locations
6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brock, Schecter & Polakoff, Llp | Buffalo | NY | 09/2015 | 11/2019 |
| Wny Asset Management | Williamsville | NY | 11/2019 | Present |
| Cadaret Grant & Co., Inc. | Williamsville | NY | 03/2021 | Present |
| Wny Asset Management, Llc | Williamsville | NY | 04/2022 | Present |
1) 09/08/2025 - Zachary Shroyer - Real Estate Rental / Landlord / Inv Related / Buffalo NY 14214 / Start date 10/01/2020 - 2 Total Hours per month 0hrs Hours during trading 2) 09/08/2025 - Rental Property - Real Estate Rental / Landlord / Inv Related / Buffalo NY 14214 / Start date 08/01/2016 - 4 Total Hours per month 0hrs Hours during trading 3) 09/08/2025 - WNY Asset Management, LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) / Start date: 11/22/2019 - 160 hrs per month 140hrs during Trading 4) 09/08/2025 - WNY Tax Planners / CPA / Tax Prep/Accounting/CPA / Non Inv Related / Start date 11/22/2019 - 2 Total Hours per month- 2 hrs Total Hours per month during trading 5. 09/17/2025 - WNY Asset Management, LLC - Registered Investment Advisor Hybrid - Inv Rel - At reported business location (s) / Start date: 11/22/2019 - 160 hrs per month 140hrs during Trading . I provide administrative support to WNY Asset Management, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-22 |
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