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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-11
NY RA APPROVED 2024-11-11
  • CA RA
    APPROVED
    Since 2024-11-11
  • NY RA
    APPROVED
    Since 2024-11-11

Branch Locations

85 Broad Street 23Rd Floor, New York, NY 10004 • United States

135 Main Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atoll Financial Group / Ba Securities W. Conshohocken PA 04/2020 07/2023
Institute Of International Finance Washington DC 02/2017 03/2020
Ankura Consulting Washington DC 12/2016 01/2017
Zivid Ventures, Llc Washington DC 10/2016 02/2017
Unemployed Washington DC 08/2016 09/2016
Oppenheimer & Co. Inc San Francisco CA 09/2024 Present
Unemployed Washington DC 08/2023 09/2024
Credit Suisse New York NY 06/2022 08/2022
  • 04/2020 → 07/2023
    Atoll Financial Group / Ba Securities
    W. Conshohocken, PA
  • 02/2017 → 03/2020
    Institute Of International Finance
    Washington, DC
  • 12/2016 → 01/2017
    Ankura Consulting
    Washington, DC
  • 10/2016 → 02/2017
    Zivid Ventures, Llc
    Washington, DC
  • 08/2016 → 09/2016
    Unemployed
    Washington, DC
  • 09/2024 → Present
    San Francisco, CA
  • 08/2023 → 09/2024
    Unemployed
    Washington, DC
  • 06/2022 → 08/2022
    Credit Suisse
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-01-31
  • S63 Uniform Securities Agent State Law Examination
    2020-01-31
Designations

View on SEC IAPD

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