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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-17 |
| TX | RA | APPROVED | 2022-05-17 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 01/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2022 | Present |
| Prideone Technologies, Bny Mellon | Pershing | Jersey City | NJ | 05/2020 | 11/2020 |
| Prideone Technologies, Bny Mellon | Pershing | Jersey City | NJ | 11/2019 | 03/2020 |
| Tuition Ambition, Llc | Little Silver | NJ | 02/2017 | 09/2019 |
| Harry Fox Agency | New York | NY | 06/2018 | 08/2018 |
| Saint Joseph's University | Philadelphia | PA | 08/2015 | 05/2019 |
| Unemployed | Little Silver | NJ | 10/2019 | 10/2019 |
| Unemployed | Little Silver | NJ | 04/2020 | 04/2020 |
| Unemployed | Rumson | NJ | 06/2021 | 12/2021 |
| Unemployed | Sea Bright | NJ | 04/2021 | 06/2021 |
| Unemployed | Little Silver | NJ | 12/2020 | 04/2021 |
Effective 01/18/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-17 |
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