Chris Aaron Franz

Employer firm

Bauer Wealth Management Inc. CRD 152977

$206M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Ips, Inc.
  Colorado Springs, CO
• 10/2016 → Present
  Pioneer Fund
  Colorado Springs, CO

Previous Registrations

• 2021-04-13 → 2024-02-29
  Advenire Wealth Management
  Colorado Springs, CO

Other Businesses

Managing Director of a private equity fund called the Pioneer fund in Colorado Springs, CO. The address is: 415 N Tejon, St. Colorado Springs, CO. 80903. The nature of the business is to provide private investment into private business buyouts. Started the fund in October of 2016 and work around 100 hours per month normally during trading hours. Duties typically look like sourcing, acquiring, and managing small manufacturing companies as well as managing limited partner investments into the fund.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-26

Other Names

• Chris Franz