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Matthew L Bame

Morgan Stanley

Columbus, OH

New Albany, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-05
NY RA APPROVED 2021-06-16
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • NY RA
    APPROVED
    Since 2021-06-16
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

4343 Easton Commons, Columbus, OH 43219 • United States

New Albany, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated New Albany OH 04/2007 Present
Morgan Stanley Smith Barney Columbus OH 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    New Albany, OH
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Columbus, OH
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbus, OH
    Columbus, OH
    South Jordan, UT
  • 2006-06-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    New Albany, OH
  • 2005-08-09 → 2006-04-05
    Ameriprise Financial Services, Llc
    Independence, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-16
  • S66 Uniform Combined State Law Examination
    2006-06-16
Other Names
  • Matthew Lawrence Bame

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
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DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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