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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-27
TX RA APPROVED 2024-03-27
  • CA RA
    APPROVED
    Since 2024-03-27
  • TX RA
    APPROVED
    Since 2024-03-27

Branch Locations

9950 San Pablo Avenue, El Cerrito, CA 94530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Ramon CA 09/2021 03/2024
Everbright Sun Hung Kei Hong Kong 04/2018 11/2019
Standard Chartered Bank Kowloon 10/2016 04/2018
Anz Bank Hong Kong 07/2014 10/2016
J.P. Morgan Securities Llc El Cerrito CA 03/2024 Present
Jpmorgan Chase Bank, N.A. El Cerrito CA 03/2024 Present
Ebay San Ramon CA 12/2023 06/2024
Bank Of America San Ramon CA 11/2019 06/2021
Unemployed San Ramon CA 07/2021 08/2021
  • 09/2021 → 03/2024
    San Ramon, CA
  • 04/2018 → 11/2019
    Everbright Sun Hung Kei
    Hong Kong
  • 10/2016 → 04/2018
    Standard Chartered Bank
    Kowloon
  • 07/2014 → 10/2016
    Anz Bank
    Hong Kong
  • 03/2024 → Present
    El Cerrito, CA
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    El Cerrito, CA
  • 12/2023 → 06/2024
    Ebay
    San Ramon, CA
  • 11/2019 → 06/2021
    Bank Of America
    San Ramon, CA
  • 07/2021 → 08/2021
    Unemployed
    San Ramon, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-20
  • S66 Uniform Combined State Law Examination
    2021-07-20
Other Names
  • Eric Kam Chan

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