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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-01-23
  • MO RA
    APPROVED
    Since 2023-01-23

Branch Locations

8455 Maryland Avenue Suite 100, Clayton, MO 63105-3646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Clayton MO 12/2019 01/2024
Two Flower Properties, Llc St Louis MO 02/2014 Present
Keller Williams St Louis MO 04/2013 06/2021
Charles Schwab & Co., Inc Clayton MO 12/2019 Present
Charles Schwab Bank Ssb Clayton MO 12/2023 Present
  • 12/2019 → 01/2024
    Td Ameritrade
    Clayton, MO
  • 02/2014 → Present
    Two Flower Properties, Llc
    St Louis, MO
  • 04/2013 → 06/2021
    Keller Williams
    St Louis, MO
  • 12/2019 → Present
    Clayton, MO
  • 12/2023 → Present
    Charles Schwab Bank Ssb
    Clayton, MO
Other Businesses

Name: Two Flower Properties, LLC, Role: Property Manager, Type: Rental Property, Start Date: 03/17/2015, Investment Related?: No, Address: 642 Clark Ave, St. Louis, MO 63119, Number of Hours/Mo: 10, Duties: Property Manager / Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-20
S63 Uniform Securities Agent State Law Examination 2020-05-14
  • S66 Uniform Combined State Law Examination
    2023-01-20
  • S63 Uniform Securities Agent State Law Examination
    2020-05-14
Other Names
  • Henry Frank Bauer

View on SEC IAPD

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